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Enforcement unit reports SharePoint migration, caseload of 450 and continued DFI/AG collaboration

5092663 · June 27, 2025
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Summary

The board's enforcement unit said it migrated complaint files to SharePoint, automated reports to track case stages, and that six analysts currently handle 450 complaint cases; cases referred to the Attorney General averaged 639 days to final outcome in Q3.

Carol Phelps, manager of the enforcement unit and the board—s Consumer Protection Services program, updated members on enforcement operations, case volumes and recent technology changes.

Phelps told the board that the unit migrated its document storage to SharePoint and implemented automated reports and workflows to track items such as cases out for board vote, compliance payments received and disciplinary reporting. She said the unit currently has about 450 complaint cases at various stages being handled by…

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