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Senate advances securities‑law overhaul with fund for investor education

Utah State Senate (1990 Utah Legislature) · February 1, 1990
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Summary

Senate Bill 19, a substitute to the Uniform Securities Act, was presented in committee of the whole; the Division of Securities described a new consumer education fund to use administrative fines for investor education and enforcement funding, and the bill advanced to later consideration.

Senate substitute Bill 19, presented as a comprehensive update to Utah's securities statute, received a detailed floor presentation and was taken into a committee of the whole for Q&A with John Baldwin of the Division of Securities.

Baldwin described a multi‑year drafting effort with industry and regulator input and said the bill balances…

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