House Financial Institutions January 20, 2026

House Financial Institutions Committee · January 20, 2026

0:00/1:37

1:37:32

0:00

20:00

40:00

1:00:00

1:20:00

1:37:32

Introduction of House Bill 1336

Presentation

0:00 → 1:24(1m 25s)

Rep. Carball introduced House Bill 13 36, describing three main provisions: (1) an exemption from broker-dealer registration for certain mergers-and-acquisition brokers; (2) an option to extend the validity of investment adviser representative examination qualification up to five years for people stepping away from the industry; and (3) a requirement that investment adviser representatives comply with continuing education (CE) requirements.

Keywords:

Speakers:

Hearing of the House Financial Institutions Committee on two bills: House Bill 1336 (securities/regulation technical changes) which passed the committee 10-0, and a hearing-only discussion of House Bill 1215 addressing interchange ("swipe") fees and limits on fees applied to taxes, gratuities and charitable donations.

AI-Generated Content: All content on this page was generated by AI to highlight key points from the meeting. For complete details and context, we recommend watching the full video. so we can fix them.

Transcript

Unlock the transcript with a paid subscription