Enforcement reports show renewed CE‑renewal deficiencies after self‑certification; board flags sampling risks

Sep 18, 2026

Enforcement staff reported that renewal‑application audits since the self‑certification rollout found a high rate of CE deficiencies (31% overall, a higher 44% in enforcement‑selected high‑risk audits). The board discussed response rates, targeted sampling and adding clearer renewal entry fields to reduce errors.

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Carrie O’Conor, chief of enforcement, told the board that following expansion of renewal application audits the enforcement division selected just over 700 renewal applications for audit. Of the audited applications, 375 were compliant and 289 were determined deficient; enforcement identified renewal‑related deficiencies as the top complaint type for FY2025–26.

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